A second shot at an end to pre-dispute mandatory arbitration clauses with brokers

April 7, 2015 by OSYB Staff

 “(o) LIMITATIONS ON PRE-DISPUTE AGREEMENTS.—

 

Notwithstanding any other provision of law, it shall be unlawful for any broker, dealer, funding portal, or municipal securities dealer to enter into, modify, or extend an agreement with customers or clients of such entity with respect to a future dispute between the parties to such agreement that- read more.